Volume 5, September 2005
www.psljournal.com/archives/all/kleinman.html
Science, Technology, and Democracy*
edited
by Daniel Lee Kleinman
Reviewed by E.
J. Woodhouse**
* Albany,
NY: State
University of New York Press, 2000, 174 pages.
** Science
& Technology Studies, Rensselaer Polytechnic Institute
What role can lay people play in
democratizing science and technology? That question is explored in eight essays
first presented at a meeting of the American Association for the Advancement of
Science. The editor “required that contributors accept no particular definition
of democracy or citizen involvement in science,” only that citizens “in some
fashion can be involved.” Taken literally, that is not a high bar; fortunately,
the contributors include some of the most insightful scholar-observers of the
subject, and they have an impressive set of conceptual and empirical materials
on which to draw. The edited collection makes an attractive package for
classroom use as well as worthwhile reading even for experts in the field.
The back cover blurb says that the
contributors analyze “socio-economic and ideological barriers to creating a
science oriented more toward human needs.” I suppose that is not exactly
incorrect, but there actually is not an authority on ideology among them, nor
are there political sociologists or others interested in social stratification
or other professional approaches to socio-economic barriers. It would be more
accurate to say that many of the contributors tell interesting and important
stories about social movements and other instances where lay expertise is being
developed and utilized. The contributors come from eclectic backgrounds,
including sociology, political science, philosophy, nursing, environmental
studies, biology, and geology – and even some of the scientists prove astute
observers and interpreters of social phenomena. Half the contributors have
worked as full-time activists, congressional staff, or in other practical
positions.
Part I contains four stories of citizen
action. First, Steven Epstein reprises his well-known analysis of the
development of lay expertise by AIDS treatment activists. Those who have not
read the longer study, Impure Science,
will be especially impressed by Epstein’s deftness at being an advocate for
stronger influence by ordinary people, at the same time as not lionizing his
subjects or supposing that lay expertise is without significant complications.
Although the author does not spell it out, from the essay could be gleaned a
set of (very demanding) requirements that have to be met in order to develop
lay expertise and utilize it effectively in political negotiations.
Richard Sclove, previously director of
the Loka Institute dedicated to building democracy at the grass roots level,
discusses “Town Meetings on Technology.” He summarizes the methodology used by Danish consensus
conferences, and then discusses the first U.S.
consensus conference organized by Loka in Boston
in 1997 on telecommunications and the future of democracy. It will come as no
surprise that Sclove found the citizens panel a rousing success, and that he
would like to see many more of them. He provides no serious analysis of the
difficulties in making consensus conferences matter in the U.S.
setting that is so huge compared with the Danish environment. However, his
reasoning is cogent: “Whereas the ordinary argument for ceding judgment and
influence to elite representatives of the producers
of science and technology is that lay citizens have neither the competence nor
the passion to be involved,… Against this argument stands the brute fact that
given a chance, our Boston-area Citizens’ Panelists…competently assimilated a
broad array of written and oral expert and stakeholder testimony, and then
integrated this with their own, very diverse life experiences to reach a
well-reasoned collective judgment.”
Neva
Hassanein, formerly a full-time activist with the Northwest Coalition for
Alternatives to Pesticides and now a professor of environmental studies, is the
author of Changing the Way America Farms.
Like the book, her essay on “Democratizing Agricultural Knowledge” concerns
“sustainable farming networks” -- in which farmers band together to develop
their own local knowledge as a basis for reforming farming practices. This
constitutes a move from critique to innovation,” and she argues that
“sustainable agriculturalists fundamentally challenge the inequitable power
relations characteristic of the dominant system of agricultural knowledge
production and distribution.”
The
system of agricultural science has long been undemocratic, partly because “the
superiority of scientific over farmer-generated knowledge has been claimed and
quite widely accepted.” With the rise of land-grant universities and the effort
to secure public funding for agricultural science, “farmer-generated knowledge
was maligned and slowly hidden from history,” establishing “a unidirectional
flow of communication from expert to practitioner.” Moreover, the research
questions predominating in agricultural science have tended to “represent the
interests of certain members of society (such as) agribusiness corporations and
large-scale, industrial farmers.”
The
cases that Hassanein summarizes are those of the Wisconsin Women’s Sustainable
Farming Network and the Ocooch Grazers Network, which pioneered intensive
rotational grazing as an alternative to confinement feeding. In both cases,
“network members unearthed their own knowledge-generating capacities,” thereby
developing “a sense of epistemic self-reliance, as they asked the questions
that have not been of interest to agricultural scientists and as they turned to
one another for answers.” As she understatedly concludes, “The activities of
the networks suggest the need for greater accountability on the part of
agricultural science.” The goal should be “equal participation in answering the
questions about what knowledge is produced, by whom, for whom, and toward what
ends.” For me, this was the most powerful essay in the book, partly because of
my ignorance about agriculture.
Louise
Kaplan, a family nurse practitioner and faculty member in nursing, serves on
the Hanford Health Effects Subcommittee that advises the Center for Disease
Control and other federal agencies. She
previously served as research coordinator for the Hanford Information Network,
and her chapter, “Public Participation in Nuclear Facility Decisions,” is based
on her experience at Hanford. For anyone
not familiar with the fascinating and terrible legacy in the Hanford area, this
chapter is a succinct and eye-opening point of entry. Kaplan argues that the
Hanford Education Action League (HEAL) “helped shift the balance of power
between the public and Hanford officials” in
a few short years in the mid 1980s. In addition to chronicling some of the
activities of that organization, the chapter discusses the Spokane chapter of
Physicians for Social Responsibility, the Hanford Environmental Dose
Reconstruction Project, the Hanford Health Effects Subcommittee (on which the
author is a member), and a congeries of other Hanford “downwinders.” Kaplan’s
short essay offers a realistic but somewhat reassuring insight into “a process
that developed in slow motion,” in which “citizens demonstrated the ability to
take an active role in deciding what science and technology policies pose a danger
to public health and the environment and the ability tow work to change those
policies. The government brought citizens and experts together to formulate
policies that fused social values and technical data.”
Part II offers assessments and
strategies, beginning with Daniel Sarewitz’s “Human Well-Being and Federal
Science: What’s the Connection?” The essay reflects the author’s role as
director of the Center for Science, Policy, and Outcomes – and his keen desire
to target science and technology policy toward actually making the world a
better place. He points out the still powerful legacy of the Cold War in
shaping U.S.
science and science policy, and discusses eight problems including the fact
that “Science is not organized to integrate…considerations of equity into its
research priorities.” To forge new links between science and well-being, he
argues, will require “mechanisms to better connect democratic process to the
establishment of scientific priorities and practices.” This is largely a matter
of “political vision and will.” Just as the Department of Defense created “a
huge, integrated knowledge production enterprise aimed at achieving...victory
over the Soviet Union,” so a “stronger linkage between science and human
well-being can be framed as an organizational challenge that requires a clear
definition of the outcomes desired, and a mobilization of intellectual activity
aimed at achieving these outcomes. If the resources and institutional
structures are put in place, the science will happily follow.”
Well-known atmospheric scientist
Stephen Schneider poses what initially seems to be a pretty good question, “Is
the ‘Citizen-Scientist’ an Oxymoron?” It turns out that he means to ask whether
ordinary people can learn enough science to figure out which experts are
correct. At best, that formulation would fit oddly with the other essays in the
book; as rendered, his answer borders on the moronic. A selection:
Controversial public issues need “a balanced partisan-free presentation of the
issues;” science literacy taught in elementary schools (should teach future
citizens) how to separate facts and values, the difference between objective
and subjective probability…”; and “a fourth branch of U.S. government…(is
needed) to expose the phony scientific claims of the government” and to blow
the whistle on policy proposals based on “junk science.” Despite a citation to
Jasanoff and Wynne, Schneider writes like a naïve positivist who has learned
nothing from social scientists who actually study lay knowledge and other
aspects of technoscientific controversies. Nearly half his references are to
his own previous work, and most of the rest are scientific in nature. He
conveys nothing of a professional nature about law, politics, public opinion,
or interactions between expert and lay people. Perhaps he is in the book
because the essay would make a great case for students to dissect as an
instance of pathology.
Sandra Harding’s essay is at the
opposite end of the spectrum in sophistication and insight. She asks, “Should
Philosophies of Science Encode Democratic Ideals?,” and builds on her work
concerning strong objectivity to argue that a more democratic science would
also be a better science with more reliable ideas. “External democracy” is
Harding’s term for progressive attempts to raise questions about the
distribution of the social benefits and costs of science, and for efforts to
diversify participation in decisions about science funding and priority
setting. Although extremely important, such efforts “do not challenge the idea
that social and political neutrality can, does, and should characterize
sciences’ internal, cognitive, technical cores.” In contrast, cognitive
democracy would be “concerned with how social and political fears and desires
get encoded in that purportedly purely technical, cognitive core of scientific
projects.” The basic intention is a longstanding one in Science and Technology
Studies, going back to early work by Barnes and Bloor, Latour and Woolgar, and
others. Harding advances the inquiry, however, and, to my mind, with far more
radical political implications than the earlier, pre-feminist analysts; that is
partly because she is bold enough, along with Steve Fuller and a few others, to
ask not only how science gets made but how it should get made.
The concluding essay by editor Daniel
Kleinman is far from a pro forma
wrap-up. He delineates a spectrum of public participation in science policy,
and then shows where numerous approaches (including many not already covered in
the book) would fall on the spectrum. For example, one of the more democratic
approaches is that of popular epidemiology, as used especially in hazardous
waste communities, where lay people engage in hypothesis formation, data
collection, and analysis in systematic ways normally associated with
professional scientists. Kleinman goes on to discuss barriers to democratizing
science, emphasizing especially that the organization of the contemporary
economy makes it unlikely that most people will have he time to devote. And he
concludes with some strategies for overcoming the obstacles to democratization,
although I think he overestimates how much can be achieved by voluntarist
actions and underestimates the extent to which citizens are structurally
mobilized out of meaningful participation – and not just when it comes to
science.
From the perspective of readers of this
journal, it is unfortunate that the collection lacks any contributors who
specialize in law. There is no contribution on the use and misuse of science in
the law such as David Faigman might have written, nor does it reprise or build
upon Sheila Jasanoff’s ideas about what judges ought to know from Science and
Technology Studies. Nor is there a scholar-observer who knows about litigation
in the tobacco, asbestos, or hazardous waste toxic tort proceedings. And given
that some of the most important recent controversies at the expert-lay divide
(GMO food, mad cow) have had higher profiles in Europe,
it is unfortunate that U.S.
materials dominate the analysis.
Shortcomings aside, Science, Technology, and Democracy
delivers solid value. As Sclove concludes, “At least in the abstract, we
Americans are fiercely proud of our democratic heritage and our technological
prowess. But it is striking that we do virtually nothing to ensure that these
twin sources of national pride are in harmony with one another…Consensus
conferences are not a magic bullet,…but they do reawaken hopes that, even in a
complex technological age, democratic principles and procedures can prevail
and, indeed, extend into the technological domain.” If this book does not
exactly show the way, it at least extends the conversation and the vision.